Questions to Consider

Regardless of which platform you choose, there are several questions you may wish to consider. Because of the wide range of fee-based programs available, you’ll have to make some important decisions regarding what type of account(s) you’ll want to set up.

• Will I personally manage the fee-based business?
• Will my client, with my assistance, manage the account?
• Will my client and I rely upon a third party professional manager?
• What products will fund the portfolios?
• Do I personally wish to be an asset manager or an asset gatherer?
• Do I need "discretion?"
• Which clearing platform offers the best program(s) for my needs and the needs of my clients?

Summit will assist you in finding the best fee-based option for your practice.